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CSA/SRO Compensation Surveys Fail to Justify Ban on Embedded Fees
Sources News Release
http://www.sources.com/Releases/NR2806.htm
Publisher: The Investment Funds Institute of Canada (IFIC)
Date Written: 05/01/2017
Year Published: 2017
Resource Type: Article
Key to investor protection lies in quality of enforcement; not quantity of rules. In light of research issued by Canada's regulators in late December, The Investment Funds Institute of Canada (IFIC) today called
Abstract: Key to investor protection lies in quality of enforcement; not quantity of rules.
Toronto, ON - January 5, 2017 - In light of research issued by Canada's regulators in late December, The Investment Funds Institute of Canada (IFIC) today called on the Canadian Securities Administrators (CSA) to reconsider whether there is evidence of a market failure sufficient to justify prohibiting embedded commissions. The CSA released Notice 33-318 Review of Practices Firms Use to Compensate and Pro...
To read the full release go to http://www.sources.com/Releases/NR2806.htm
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